SEC Re-Proposal on Conflicts of Interest in Securitization

June 20, 2023 | 1:00 p.m. – 2:00 p.m. ET | Register Now

Earlier this year, the SEC re-proposed a rule to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. 

This Dodd-Frank provision, intended to prohibit certain conflicts of interest in securitization transactions, is interpreted extremely broadly by the SEC's sweeping proposal. If not amended, these rules would threaten the viability of many common, beneficial transactions in mortgage- and asset-backed securities.

On Tuesday, June 20 from 1:00 - 2:00 p.m. ET, together with law firm Mayer Brown, we will discuss in this webinar:

1. What the SEC has proposed,
2. The impacts of their proposal,
3. The industry’s response to it, and
4. Where this issue is headed.

Featured Speakers

Christopher Horn, Counsel, Mayer Brown LLP
Stuart Litwin, Partner, Mayer Brown LLP
Michelle Stasny, Counsel, Mayer Brown LLP
Chris Killian, Managing Director, Securitization and Corporate Credit, SIFMA

Registration closes on June 20 at 9:30 a.m. ET. 
Access instructions will be sent within 24 hours of the webinar's start time.

Related Resources:

• SIFMA and SIFMA AMG statement on SEC's securitization re-proposal
• SIFMA and SIFMA AMG comment letter on SEC's securitization re-proposal
• SIFMA supplemental comment letter on tender option bonds (TOB)